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Modal logic

Type of formal logic


Type of formal logic

Modal logic is a kind of logic used to represent statements about necessity and possibility. In philosophy and related fields it is used as a tool for understanding concepts such as knowledge, obligation, and causation. For instance, in epistemic modal logic, the formula \Box P can be used to represent the statement that P is known. In deontic modal logic, that same formula can represent that P is a moral obligation. Modal logic considers the inferences that modal statements give rise to. For instance, most epistemic modal logics treat the formula \Box P \rightarrow P as a tautology, representing the principle that only true statements can count as knowledge. However, this formula is not a tautology in deontic modal logic, since what ought to be true can be false.

Modal logics are formal systems that include unary operators such as \Diamond and \Box, representing possibility and necessity respectively. For instance the modal formula \Diamond P can be read as "possibly P" while \Box P can be read as "necessarily P". In the standard relational semantics for modal logic, formulas are assigned truth values relative to a possible world. A formula's truth value at one possible world can depend on the truth values of other formulas at other accessible possible worlds. In particular, \Diamond P is true at a world if P is true at some accessible possible world, while \Box P is true at a world if P is true at every accessible possible world. A variety of proof systems exist which are sound and complete with respect to the semantics one gets by restricting the accessibility relation. For instance, the deontic modal logic D is sound and complete if one requires the accessibility relation to be serial.

While the intuition behind modal logic dates back to antiquity, the first modal axiomatic systems were developed by C. I. Lewis in 1912. The now-standard relational semantics emerged in the mid twentieth century from work by Arthur Prior, Jaakko Hintikka, and Saul Kripke. Recent developments include alternative topological semantics such as neighborhood semantics as well as applications of the relational semantics beyond its original philosophical motivation. Such applications include game theory, moral and legal theory, web design, multiverse-based set theory, and social epistemology.

Syntax of modal operators

Modal logic differs from other kinds of logic in that it uses modal operators such as \Box and \Diamond. The former is conventionally read aloud as "necessarily", and can be used to represent notions such as moral or legal obligation, knowledge, historical inevitability, among others. The latter is typically read as "possibly" and can be used to represent notions including permission, ability, compatibility with evidence. While well-formed formulas of modal logic include non-modal formulas such as P \land Q, it also contains modal ones such as \Box(P \land Q), P \land \Box Q, \Box(\Diamond P \land \Diamond Q), and so on.

Thus, the language \mathcal{L} of basic propositional logic can be defined recursively as follows.

  1. If \phi is an atomic formula, then \phi is a formula of \mathcal{L}.
  2. If \phi is a formula of \mathcal{L}, then \neg \phi is too.
  3. If \phi and \psi are formulas of \mathcal{L}, then \phi \land \psi is too.
  4. If \phi is a formula of \mathcal{L}, then \Diamond \phi is too.
  5. If \phi is a formula of \mathcal{L}, then \Box \phi is too.

Modal operators can be added to other kinds of logic by introducing rules analogous to #4 and #5 above. Modal predicate logic is one widely used variant which includes formulas such as \forall x \Diamond P(x) . In systems of modal logic where \Box and \Diamond are duals, \Box \phi can be taken as an abbreviation for \neg \Diamond \neg \phi, thus eliminating the need for a separate syntactic rule to introduce it. However, separate syntactic rules are necessary in systems where the two operators are not interdefinable.

Common notational variants include symbols such as [K] and \langle K \rangle in systems of modal logic used to represent knowledge and [B] and \langle B \rangle in those used to represent belief. These notations are particularly common in systems which use multiple modal operators simultaneously. For instance, a combined epistemic-deontic logic could use the formula [K]\langle D \rangle P read as "I know P is permitted". Systems of modal logic can include infinitely many modal operators distinguished by indices, i.e. \Box_1, \Box_2, \Box_3, and so on.

Semantics

Relational semantics

Basic notions

The standard semantics for modal logic is called the relational semantics. In this approach, the truth of a formula is determined relative to a point which is often called a possible world. For a formula that contains a modal operator, its truth value can depend on what is true at other accessible worlds. Thus, the relational semantics interprets formulas of modal logic using models defined as follows.

  • A relational model is a tuple \mathfrak{M} = \langle W, R, V \rangle where:
  1. W is a set of possible worlds
  2. R is a binary relation on W
  3. V is a valuation function which assigns a truth value to each pair of an atomic formula and a world, (i.e. V: W \times F \to { 0,1 } where F is the set of atomic formulae)

The set W is often called the universe. The binary relation R is called an accessibility relation, and it controls which worlds can "see" each other for the sake of determining what is true. For example, w R u means that the world u is accessible from world w. That is to say, the state of affairs known as u is a live possibility for w. Finally, the function V is known as a valuation function. It determines which atomic formulas are true at which worlds.

Then we recursively define the truth of a formula at a world w in a model \mathfrak{M}:

  • \mathfrak{M}, w \models P iff V(w, P)=1
  • \mathfrak{M}, w \models \neg P iff w \not \models P
  • \mathfrak{M}, w \models (P \wedge Q) iff w \models P and w \models Q
  • \mathfrak{M}, w \models \Box P iff for every element u of W, if w R u then u \models P
  • \mathfrak{M}, w \models \Diamond P iff for some element u of W, it holds that w R u and u \models P

According to this semantics, a formula is necessary with respect to a world w if it holds at every world that is accessible from w. It is possible if it holds at some world that is accessible from w. Possibility thereby depends upon the accessibility relation R, which allows us to express the relative nature of possibility. For example, we might say that given our laws of physics it is not possible for humans to travel faster than the speed of light, but that given other circumstances it could have been possible to do so. Using the accessibility relation we can translate this scenario as follows: At all of the worlds accessible to our own world, it is not the case that humans can travel faster than the speed of light, but at one of these accessible worlds there is another world accessible from those worlds but not accessible from our own at which humans can travel faster than the speed of light.

Frames and completeness

The choice of accessibility relation alone can sometimes be sufficient to guarantee the truth or falsity of a formula. For instance, consider a model \mathfrak{M} whose accessibility relation is reflexive. Because the relation is reflexive, we will have that \mathfrak{M},w \models P \rightarrow \Diamond P for any w \in G regardless of which valuation function is used. For this reason, modal logicians sometimes talk about frames, which are the portion of a relational model excluding the valuation function.

  • A relational frame is a pair \mathfrak{M} = \langle G, R \rangle where G is a set of possible worlds, R is a binary relation on G.

The different systems of modal logic are defined using frame conditions. A frame is called:

  • reflexive if w R w, for every w in G
  • symmetric if w R u implies u R w, for all w and u in G
  • transitive if w R u and u R q together imply w R q, for all w, u, q in G.
  • serial if, for every w in G there is some u in G such that w R u.
  • Euclidean if, for every u, t, and w, w R u and w R t implies u R t (by symmetry, it also implies t R u, as well as t R t and u R u)

The logics that stem from these frame conditions are:

  • K := no conditions
  • D := serial
  • T := reflexive
  • B := reflexive and symmetric
  • S4 := reflexive and transitive
  • S5 := reflexive and Euclidean

The Euclidean property along with reflexivity yields symmetry and transitivity. (The Euclidean property can be obtained, as well, from symmetry and transitivity.) Hence if the accessibility relation R is reflexive and Euclidean, R is provably symmetric and transitive as well. Hence for models of S5, R is an equivalence relation, because R is reflexive, symmetric and transitive.

We can prove that these frames produce the same set of valid sentences as do the frames where all worlds can see all other worlds of W (i.e., where R is a "total" relation). This gives the corresponding modal graph which is total complete (i.e., no more edges (relations) can be added). For example, in any modal logic based on frame conditions: : w \models \Diamond P if and only if for some element u of G, it holds that u \models P and w R u.

If we consider frames based on the total relation we can just say that : w \models \Diamond P if and only if for some element u of G, it holds that u \models P. We can drop the accessibility clause from the latter stipulation because in such total frames it is trivially true of all w and u that w R u. But this does not have to be the case in all S5 frames, which can still consist of multiple parts that are fully connected among themselves but still disconnected from each other.

All of these logical systems can also be defined axiomatically, as is shown in the next section. For example, in S5, the axioms P \implies \Box\Diamond P, \Box P \implies \Box\Box P and \Box P \implies P (corresponding to symmetry, transitivity and reflexivity, respectively) hold, whereas at least one of these axioms does not hold in each of the other, weaker logics.

Topological semantics

Modal logic has also been interpreted using topological structures. For instance, the Interior Semantics interprets formulas of modal logic as follows.

A topological model is a tuple \Chi = \langle X, \tau, V \rangle where \langle X, \tau \rangle is a topological space and V is a valuation function which maps each atomic formula to some subset of X. The basic interior semantics interprets formulas of modal logic as follows:

  • \Chi, x \models P iff x \in V(P)
  • \Chi, x \models \neg \phi iff \Chi, x \not\models \phi
  • \Chi, x \models \phi \land \chi iff \Chi, x \models \phi and \Chi, x \models \chi
  • \Chi, x \models \Box \phi iff for some U \in \tau we have both that x \in U and also that \Chi, y \models \phi for all y \in U

Topological approaches subsume relational ones, allowing non-normal modal logics. The extra structure they provide also allows a transparent way of modeling certain concepts such as the evidence or justification one has for one's beliefs. Topological semantics is widely used in recent work in formal epistemology and has antecedents in earlier work such as David Lewis and Angelika Kratzer's logics for counterfactuals.

Axiomatic systems

The first formalizations of modal logic were axiomatic. Numerous variations with very different properties have been proposed since C. I. Lewis began working in the area in 1912. Hughes and Cresswell (1996), for example, describe 42 normal and 25 non-normal modal logics. Zeman (1973) describes some systems Hughes and Cresswell omit.

Modern treatments of modal logic begin by augmenting the propositional calculus with two unary operations, one denoting "necessity" and the other "possibility". The notation of C. I. Lewis, much employed since, denotes "necessarily p" by a prefixed "box" (□p) whose scope is established by parentheses. Likewise, a prefixed "diamond" (◇p) denotes "possibly p". Similar to the quantifiers in first-order logic, "necessarily p" (□p) does not assume the range of quantification (the set of accessible possible worlds in Kripke semantics) to be non-empty, whereas "possibly p" (◇p) often implicitly assumes \Diamond\top (viz. the set of accessible possible worlds is non-empty). Regardless of notation, each of these operators is definable in terms of the other in classical modal logic:

  • p (necessarily p) is equivalent to ¬◇¬p ("not possible that not-p")
  • p (possibly p) is equivalent to ¬□¬p ("not necessarily not-p") Hence □ and ◇ form a dual pair of operators.

In many modal logics, the necessity and possibility operators satisfy the following analogues of de Morgan's laws from Boolean algebra:

:"It is not necessary that X" is logically equivalent to "It is possible that not X". :"It is not possible that X" is logically equivalent to "It is necessary that not X".

Precisely what axioms and rules must be added to the propositional calculus to create a usable system of modal logic is a matter of philosophical opinion, often driven by the theorems one wishes to prove; or, in computer science, it is a matter of what sort of computational or deductive system one wishes to model. Many modal logics, known collectively as normal modal logics, include the following rule and axiom:Necessitation rule

  • N, Necessitation Rule: If p is a theorem/tautology (of any system/model invoking N), then □p is likewise a theorem (i.e. (\models p) \implies (\models \Box p) ).
  • K, Distribution Axiom: □(pq) → (□p → □q).

The weakest normal modal logic, named "K" in honor of Saul Kripke, is simply the propositional calculus augmented by □, the rule N, and the axiom K. K is weak in that it fails to determine whether a proposition can be necessary but only contingently necessary. That is, it is not a theorem of K that if □p is true then □□p is true, i.e., that necessary truths are "necessarily necessary". If such perplexities are deemed forced and artificial, this defect of K is not a great one. In any case, different answers to such questions yield different systems of modal logic.

Adding axioms to K gives rise to other well-known modal systems. One cannot prove in K that if "p is necessary" then p is true. The axiom T remedies this defect:

  • T, Reflexivity Axiom: □pp (If p is necessary, then p is the case.) T holds in most but not all modal logics. Zeman (1973) describes a few exceptions, such as S10.

Other well-known elementary axioms are:

  • 4: \Box p \to \Box \Box p
  • B: p \to \Box \Diamond p
  • D: \Box p \to \Diamond p
  • 5: \Diamond p \to \Box \Diamond p

These yield the systems (axioms in bold, systems in italics):

  • K := K + N
  • T := K + T
  • S4 := T + 4
  • S5 := T + 5
  • D := K + D. K through S5 form a nested hierarchy of systems, making up the core of normal modal logic. But specific rules or sets of rules may be appropriate for specific systems. For example, in deontic logic, \Box p \to \Diamond p (If it ought to be that p, then it is permitted that p) seems appropriate, but we should probably not include that p \to \Box \Diamond p. In fact, to do so is to commit the naturalistic fallacy (i.e. to state that what is natural is also good, by saying that if p is the case, p ought to be permitted).

The commonly employed system S5 simply makes all modal truths necessary. For example, if p is possible, then it is "necessary" that p is possible. Also, if p is necessary, then it is necessary that p is necessary. Other systems of modal logic have been formulated, in part because S5 does not describe every kind of modality of interest.

Structural proof theory

Sequent calculi and systems of natural deduction have been developed for several modal logics, but it has proven hard to combine generality with other features expected of good structural proof theories, such as purity (the proof theory does not introduce extra-logical notions such as labels) and analyticity (the logical rules support a clean notion of analytic proof). More complex calculi have been applied to modal logic to achieve generality.

Decision methods

Analytic tableaux provide the most popular decision method for modal logics.

Extensions

Modal logics may be extended to fuzzy form with calculi in the class of fuzzy Kripke models.

Modal logics may also be enhanced via base-extension semantics for the classical propositional systems. In this case, the validity of a formula can be shown by an inductive definition generated by provability in a ‘base’ of atomic rules. ⁠

Intuitionistic modal logics are used in different areas of application, and they have often risen from different sources. The areas include the foundations of mathematics, computer science and philosophy. In these approaches, often modalities are added to intuitionistic logic to create new intuitionistic connectives and to simulate the monadic elements of intuitionistic first order logic.

Metaphysical questions

In the most common interpretation of modal logic, one considers "logically possible worlds". If a statement is true in all possible worlds, then it is a necessary truth. If a statement happens to be true in our world, but is not true in all possible worlds, then it is a contingent truth. A statement that is true in some possible world (not necessarily our own) is called a possible truth.

Under this "possible worlds idiom", to maintain that Bigfoot's existence is possible but not actual, one says, "There is some possible world in which Bigfoot exists; but in the actual world, Bigfoot does not exist". However, it is unclear what this claim commits us to. Are we really alleging the existence of possible worlds, every bit as real as our actual world, just not actual? Saul Kripke believes that 'possible world' is something of a misnomer – that the term 'possible world' is just a useful way of visualizing the concept of possibility. For him, the sentences "you could have rolled a 4 instead of a 6" and "there is a possible world where you rolled a 4, but you rolled a 6 in the actual world" are not significantly different statements, and neither commit us to the existence of a possible world. David Lewis, on the other hand, made himself notorious by biting the bullet, asserting that all merely possible worlds are as real as our own, and that what distinguishes our world as actual is simply that it is indeed our world – this world. That position is a major tenet of "modal realism". Some philosophers decline to endorse any version of modal realism, considering it ontologically extravagant, and prefer to seek various ways to paraphrase away these ontological commitments. Robert Adams holds that 'possible worlds' are better thought of as 'world-stories', or consistent sets of propositions. Thus, it is possible that you rolled a 4 if such a state of affairs can be described coherently.

Computer scientists will generally pick a highly specific interpretation of the modal operators specialized to the particular sort of computation being analysed. In place of "all worlds", you may have "all possible next states of the computer", or "all possible future states of the computer".

Further applications

Modal logics have begun to be used in areas of the humanities such as literature, poetry, art and history. In the philosophy of religion, modal logics are commonly used in arguments for the existence of God.

History

The basic ideas of modal logic date back to antiquity. Aristotle developed a modal syllogistic in Book I of his Prior Analytics (ch. 8–22), which Theophrastus attempted to improve. There are also passages in Aristotle's work, such as the famous sea-battle argument in De Interpretatione §9, that are now seen as anticipations of the connection of modal logic with potentiality and time. In the Hellenistic period, the logicians Diodorus Cronus, Philo the Dialectician and the Stoic Chrysippus each developed a modal system that accounted for the interdefinability of possibility and necessity, accepted axiom T (see ), and combined elements of modal logic and temporal logic in attempts to solve the notorious Master Argument. The earliest formal system of modal logic was developed by Avicenna, who ultimately developed a theory of "temporally modal" syllogistic. Modal logic as a self-aware subject owes much to the writings of the Scholastics, in particular William of Ockham and John Duns Scotus, who reasoned informally in a modal manner, mainly to analyze statements about essence and accident.

In the 19th century, Hugh MacColl made innovative contributions to modal logic, but did not find much acknowledgment. C. I. Lewis founded modern modal logic in a series of scholarly articles beginning in 1912 with "Implication and the Algebra of Logic". Lewis was led to invent modal logic, and specifically strict implication, on the grounds that classical logic grants paradoxes of material implication such as the principle that a falsehood implies any proposition. This work culminated in his 1932 book Symbolic Logic (with C. H. Langford), which introduced the five systems S1 through S5.

After Lewis, modal logic received little attention for several decades. Nicholas Rescher has argued that this was because Bertrand Russell rejected it. However, Jan Dejnozka has argued against this view, stating that a modal system which Dejnozka calls "MDL" is described in Russell's works, although Russell did believe the concept of modality to "come from confusing propositions with propositional functions", as he wrote in The Analysis of Matter.

Ruth C. Barcan (later Ruth Barcan Marcus) developed the first axiomatic systems of quantified modal logic — first and second order extensions of Lewis' S2, S4, and S5. Arthur Norman Prior warned her to prepare well in the debates concerning quantified modal logic with Willard Van Orman Quine, because of bias against modal logic.

The contemporary era in modal semantics began in 1959, when Saul Kripke (then only a 18-year-old Harvard University undergraduate) introduced the now-standard Kripke semantics for modal logics. These are commonly referred to as "possible worlds" semantics. Kripke and A. N. Prior had previously corresponded at some length. Kripke semantics is basically simple, but proofs are eased using semantic-tableaux or analytic tableaux, as explained by E. W. Beth.

A. N. Prior created modern temporal logic, closely related to modal logic, in 1957 by adding modal operators [F] and [P] meaning "eventually" and "previously". Vaughan Pratt introduced dynamic logic in 1976. In 1977, Amir Pnueli proposed using temporal logic to formalise the behaviour of continually operating concurrent programs. Flavors of temporal logic include propositional dynamic logic (PDL), (propositional) linear temporal logic (LTL), computation tree logic (CTL), Hennessy–Milner logic, and T.

The mathematical structure of modal logic, namely Boolean algebras augmented with unary operations (often called modal algebras), began to emerge with J. C. C. McKinsey's 1941 proof that S2 and S4 are decidable, and reached full flower in the work of Alfred Tarski and his student Bjarni Jónsson (Jónsson and Tarski 1951–52). This work revealed that S4 and S5 are models of interior algebra, a proper extension of Boolean algebra originally designed to capture the properties of the interior and closure operators of topology. Texts on modal logic typically do little more than mention its connections with the study of Boolean algebras and topology. For a thorough survey of the history of formal modal logic and of the associated mathematics, see Robert Goldblatt (2006).

Notes

References

  • This article includes material from the Free On-line Dictionary of Computing, used with permission under the GFDL.
  • Barcan-Marcus, Ruth JSL 11 (1946) and JSL 112 (1947) and "Modalities", OUP, 1993, 1995.
  • Beth, Evert W., 1955. "Semantic entailment and formal derivability", Mededlingen van de Koninklijke Nederlandse Akademie van Wetenschappen, Afdeling Letterkunde, N.R. Vol 18, no 13, 1955, pp 309–42. Reprinted in Jaakko Intikka (ed.) The Philosophy of Mathematics, Oxford University Press, 1969 (Semantic Tableaux proof methods).
  • Beth, Evert W., "Formal Methods: An Introduction to Symbolic Logic and to the Study of Effective Operations in Arithmetic and Logic", D. Reidel, 1962 (Semantic Tableaux proof methods).
  • Blackburn, P.; van Benthem, J.; and Wolter, Frank; Eds. (2006) Handbook of Modal Logic. North Holland.
  • Blackburn, Patrick; de Rijke, Maarten; and Venema, Yde (2001) Modal Logic. Cambridge University Press.
  • Chagrov, Aleksandr; and Zakharyaschev, Michael (1997) Modal Logic. Oxford University Press.
  • Chellas, B. F. (1980) Modal Logic: An Introduction. Cambridge University Press.
  • Cresswell, M. J. (2001) "Modal Logic" in Goble, Lou; Ed., The Blackwell Guide to Philosophical Logic. Basil Blackwell: 136–58.
  • Fitting, Melvin; and Mendelsohn, R. L. (1998) First Order Modal Logic. Kluwer.
  • James Garson (2006) Modal Logic for Philosophers. Cambridge University Press. . A thorough introduction to modal logic, with coverage of various derivation systems and a distinctive approach to the use of diagrams in aiding comprehension.
  • Girle, Rod (2000) Modal Logics and Philosophy. Acumen (UK). . Proof by refutation trees. A good introduction to the varied interpretations of modal logic.
  • Goldblatt, Robert (1992) "Logics of Time and Computation", 2nd ed., CSLI Lecture Notes No. 7. University of Chicago Press.
  • —— (1993) Mathematics of Modality, CSLI Lecture Notes No. 43. University of Chicago Press.
  • —— (2006) "Mathematical Modal Logic: a View of its Evolution", in Gabbay, D. M.; and Woods, John; Eds., Handbook of the History of Logic, Vol. 6. Elsevier BV.
  • Goré, Rajeev (1999) "Tableau Methods for Modal and Temporal Logics" in D'Agostino, M.; Gabbay, D.; Haehnle, R.; and Posegga, J.; Eds., Handbook of Tableau Methods. Kluwer: 297–396.
  • Hughes, G. E., and Cresswell, M. J. (1996) A New Introduction to Modal Logic. Routledge.
  • Jónsson, B. and Tarski, A., 1951–52, "Boolean Algebra with Operators I and II", American Journal of Mathematics 73: 891–939 and 74: 129–62.
  • Kracht, Marcus (1999) Tools and Techniques in Modal Logic, Studies in Logic and the Foundations of Mathematics No. 142. North Holland.
  • Lemmon, E. J. (with Scott, D.) (1977) An Introduction to Modal Logic, American Philosophical Quarterly Monograph Series, no. 11 (Krister Segerberg, series ed.). Basil Blackwell.
  • Lewis, C. I. (with Langford, C. H.) (1932). Symbolic Logic. Dover reprint, 1959.
  • Prior, A. N. (1957) Time and Modality. Oxford University Press.
  • Snyder, D. Paul "Modal Logic and its applications", Van Nostrand Reinhold Company, 1971 (proof tree methods).
  • Zeman, J. J. (1973) Modal Logic. Reidel. Employs Polish notation.
  • "History of logic", Britannica Online.

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  42. Robert Goldblatt, [http://www.mcs.vuw.ac.nz/~rob/papers/modalhist.pdf Mathematical Modal Logic: A view of its evolution]
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