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Hydroxypropyl cellulose

Hydroxypropyl cellulose

Hydroxypropyl cellulose (HPC) is a derivative of cellulose with both water solubility and organic solubility. It is used as an excipient; a topical ophthalmic protectant and lubricant; a thickener, emulsifier, and stabilizer in cosmetic formulations; a sieving matrix for DNA separations by capillary and microchip electrophoresis; a leather consolidant used in book preservation; and a wood consolidant.

Chemistry

HPC is an ether of cellulose in which some of the hydroxyl groups in the repeating glucose units have been hydroxypropylated forming -OCH2CH(OH)CH3 groups using propylene oxide. The average number of substituted hydroxyl groups per glucose unit is referred to as the degree of substitution (DS). Complete substitution would provide a DS of 3. Because the hydroxypropyl group added contains a hydroxyl group, this can also be etherified during preparation of HPC. When this occurs, the number of moles of hydroxypropyl groups per glucose ring, moles of substitution (MS), can be higher than 3.

Because cellulose is very crystalline, HPC must have an MS about 4 in order to reach a good solubility in water. HPC has a combination of hydrophobic and hydrophilic groups, so it has a lower critical solution temperature (LCST) at 45 °C. At temperatures below the LCST, HPC is readily soluble in water; above the LCST, HPC is not soluble.

At the right concentrations, HPC forms liquid crystals and many mesophases. Such mesophases include isotropic, anisotropic, nematic and cholesteric. The last one gives many colors such as violet, green and red. These colors are structural colors by nature and are also mechanochromic, meaning the HPC mesophase changes color when stress is applied.

Red, green, and blue samples of cholesteric HPC water (left) and HPC gel (right) mixtures corresponding to 36, 34, and 32 weight percentage water, respectively. At the top of the image are samples contained within twenty millimetre diameter rubber O rings (six millimetres thick), sealed between glass slides with epoxy glue. In the middle are samples in tubes placed upside down for 48 hours showing the HPC gel doesn't flow, and at the bottom are free standing samples placed between two glass slides spelling out H P and C.
Cholesteric HPC water and HPC gel at different concentrations i.e. colors in various arrangements.<ref name=&quot;:0&quot; />

Uses

HPC is well established in the medical, pharmaceutical, and food industries as a widely applicable non-toxic, and cost-effective raw material. It is commonly used as a thickener, emulsifier, stabilizer, binder and anti-caking agent. It has E number E463.

Mechanochromic HPC changing color in response to stress in different design configurations.<ref name=&quot;:1&quot; /> The top left shows HPC at rest (red) and at progressively higher stresses moving from red through to green to blue (circles 1 mm diameter). The top middle and right shows HPC in two different pixel arrangements (middle = 10 × 10 array with 1 mm pixel spacing; right = 19 × 19 array with 250 µm pixel spacing); both 500 µm<sup>2</sup> pixels. The bottom shows a mechanochromic rainbow effect.

In pharmaceuticals it is used as a binder | url-access = registration

HPC is used as a sieving matrix for DNA separations by capillary and microchip electrophoresis.

HPC is the main ingredient in Cellugel, described as a "safe, penetrating consolidant for leather book covers affected by red rot" by Preservation Solutions, and used in book conservation.

Due to its ability for structural color and mechanochromism at the right concentrations, it can also be utilised as an optical strain sensor, or as a more environmentally responsible color display technology driven mechanically.

HPC was used by conservators at the Firearms Museum at the Buffalo Bill Center of the West on the Forgotten Winchester, a Winchester Model 1873 lever-action centerfire rifle discovered in 2014 leaning against a tree in Great Basin National Park, Nevada.

References

  1. (29 July 2021). "Mechanochromic, Structurally Colored, and Edible Hydrogels Prepared from Hydroxypropyl Cellulose and Gelatin". Advanced Materials.
  2. Barty-King, Charles H.. (2025). "Mechanochromic, Low-Cost, and Structurally Colored Displays Using Biodegradable Hydroxypropyl Cellulose". Advanced Materials.
  3. "Hydroxypropyl Cellulose".
  4. (December 2010). "Efficacy of hydroxypropyl cellulose inserts (LACRISERT®) in subsets of patients with dry eye syndrome (DES): Findings from a patient registry". Cornea.
  5. (Oct 2010). "Correlating patient-reported response to Hydroxypropyl cellulose ophthalmic insert (LACRISERT®) therapy with clinical outcomes: tools for predicting response". Curr Eye Res.
  6. (May 2010). "Improvement in clinical signs, symptoms, and QoL associated with DES: Hydroxypropyl Cellulose Ophthalmic Insert Patient Registry". Eye & Contact Lens.
  7. (February 2003). "Hydroxypropyl Cellulose as an Adsorptive Coating Sieving Matrix for DNA Separations: Artificial Neural Network Optimization for Microchip Analysis". Analytical Chemistry.
  8. "Cellugel". Conservationresources.com.
  9. Kamita, Gen. (2016). "Biocompatible and Sustainable Optical Strain Sensors for Large-Area Applications". Advanced Optical Materials.
  10. [https://centerofthewest.org/2015/07/02/forgotten-winchester-now-on-display-in-center-of-the-wests-cody-firearms-museum/ Forgotten Winchester visits the Center of the West's Cody Firearms Museum], Buffalo Bill Center of the West
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